Compliance Management
Risk Management
Third Party Risk Management
Data Privacy Management
Internal Auditing
Business Continuity Management
Continuous Control Monitoring (CCM)
Trust Center
£15.7m
in FCA fines already issued in Q1 2026. DORA Register of Information submissions were due March 2026. Enforcement is underway.
DORA
ICT risk management, incident reporting, and third-party oversight are live requirements. NCAs are deploying automated tools to cross-reference ICT registers. Late or inconsistent filings trigger enforcement automatically. Management are personally liable.
FCA Operational Resilience
Firms must now evidence compliance with operational resilience rules, not just document it. Critical Third Party designations are expected in 2026. Third-party outsourcing registers and incident reporting final rules are incoming.
UK Corporate Governance Code, Provision 29
From financial years beginning January 2026, boards must declare whether internal controls operated effectively and disclose any weaknesses. Boards must stand behind the control framework.
DORA-native compliance:
ICT risk management, incident reporting, Register of Information, and TPRM aligned to DORA requirements out of the box.
Continuous control monitoring:
Ongoing automated testing replaces annual point-in-time audits. Control failures surface immediately. Your posture is always current.
Management-ready reporting:
Provision 29 requires boards to sign off on control effectiveness. SureCloud generates defensible, evidence-backed management reports, reduced from 2 weeks to 2 days.
Third-party risk at scale:
DORA and FCA outsourcing requirements demand auditable vendor oversight. SureCloud TPRM covers vendor library, risk scoring, assessment workflows, and register maintenance.
Gracie for financial services:
Cross-domain risk intelligence, automated regulatory reporting, and real-time escalation, governed end-to-end by Governance Streams.
40%
faster decision-making with real-time risk data
2 Days
Management report prep from 2 weeks to 2 days
50%
faster third-party risk assessments
75%
less effort in testing compliance and reassessment
