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Comply with SMCR

  1. Understand how SMCR applies to your organisation
  2. Record and ensure that staff, at all levels, clearly understand where responsibility lies
  3. Demonstrate to the FCA that your staff and hiring processes, are aligned with the SMCR

Simplify and Organise

Using SureCloud’s SMCR software build a centralized register of your roles and responsibilities, the employees that hold them, and how these roles map to functions defined within the regime.

Integrate effectively

SureCloud’s Senior Managers and Certification Regime (SMCR) software enables you to easily embed best practice, processes, and workflow into your wider Governance frameworks.

Gain a greater understanding

SureCloud helps to consolidate and report on your SMCR overall status to demonstrate compliance, via powerful configurable dashboards. Download these dashboards into PDF reports which can be automated and sent to relevant stakeholders.

Why use SureCloud’s solution for your SMCR obligations?

1

Gain clarity of who is responsible for each critical activity, business area and management function across your organisation

2

Operationalise and monitor your organisation’s SMCR process and decrease the risks of gaps.

3

Document the decision making process and maintain an audit trail of decisions made, staying up to date at all times.

17200

investment firms will be impacted

642430

pound fine for the Chief Executive of Barclays Group (the first FA enforcement case for SMCR)

3

tiers under SMCR (Core, Enhanced and Limited Scope)

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